The Great Red Dragon
(Imperialistic Capital)

Ownership/Control of a Publicly-Listed Corporation

Symbol Name Of Corporation
LEH

Major
Holders
Lehman Brothers Holdings Inc. (As of 31-Dec-2007)
Top 10 Institutional HoldersShares2007Value2006
AXA (Paris, France)40,094,9867.56%$2,623,815,883-.--%
Clearbridge Advisors, LLC34,646,8846.53%$2,267,292,088-.--%
FMR LLC (Fidelity)31,312,4145.90%$2,049,084,372-.--%
Barclays Global Investors UK Holdings Ltd23,060,4614.35%$1,509,076,567-.--%
Marsico Capital Management, LLC17,258,7503.25%$1,129,412,600-.--%
State Street Corporation16,645,6483.14%$1,089,291,205-.--%
Vanguard Group, Inc. (The)14,600,7932.75%$955,475,893-.--%
Pzena Investment Management, LLC7,527,9041.42%$492,626,037-.--%
Deutsche Bank Aktiengesellschaft (Frankfurt, Germany)7,100,6661.34%$464,667,583-.--%
Allianz Global Investors of America L.P. (Munich, Germany)7,048,2861.33%$461,239,835-.--%
% of Shares Held by All Insider and 5% Owners:4%-.--%
Top 10 [1.6%] of 608 Institutional Holders Control40.82%-.--%
Percentage of Barclays and "Associates" Control7.49%-.--%
NOTE: Legg-Mason manages a fund that controls 2.27%.
Vanguard manages three funds that control 2.02%.
Therefore, the TOP 10 Major Holders control 45.11%, and
Barclays/Associates control 9.76%.

© 2007 by Edward Ulysses Cate
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